Ruth joined Personal Wealth Partners in January 2019 with over 25 years in the financial services industry. Her experience includes client service, paraplanning, operations as well as compliance and she has previously held the roles of Operations and Compliance Director and OSJ (Office of Supervisory Jurisdiction).
As the Compliance Manager, Ruth lends her industry experience and strength to evaluating and coordinating PWP’s processes and procedures to produce efficient and effective results. Her goal is not only to serve the firm and its employees but to help provide PWP clients with confidence in our conformity to the rules and regulations of the financial services industry.
Ruth holds the FINRA/NASAA Series 6, 7, 24, 51 & 63 with LPL Financial and is dually registered with the state of Minnesota as a registered representative and investment advisor representative.